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Do your client advisors comply with the new requirements under the Swiss Financial Services Act (FINSA)?
FINSA increases the compliance requirements for client advisors of non-FINMA supervised domestic and foreign financial service providers with clients in Switzerland. They must generally be entered in the newly established client advisor register under FINSA and have adequate know-how of the financial services provided, as well as know-how of the applicable compliance rules.
The FINSA Client Advisor Test shows:
- whether the client advisors and staff have the required knowledge for entry into the client advisor register
- whether job applicants or employees up for promotion have the knowledge and know-how required for financial services
- in which area of financial services additional training or studies are needed.
Our services
PwC is a leading consulting company on all aspects of advisory services, implementation projects, and trainings related to the new obligations under the FINSA. Please contact us if you would like to know more.
With the FINSA Client Advisor Test, Kryterion, a leading global test provider, offers a comprehensive evaluation tool that:
- checks the know-how required under FINSA, can be accessed online around the world, 24 hours a day, with the test taker’s equipment
- uses the latest examination technique based on artificial intelligence and personal proctors, and guarantees the exclusion of any exam irregularities with 100% accuracy.
Each test taker will receive a certificate issued by the test provider VisionCompliance.
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Contact us
Silvan Thoma
Director, Legal FS Regulatory & Compliance Services, PwC Switzerland
Tel: +41 58 792 1817
